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Warfarin (4-hydroxycoumarin) is an oral anticoagulant most commonly used in surgical patients undergoing prosthetic heart valve implantation. The drug is also indicated for prevention and treatment of venous thrombosis, such as deep venous thrombosis, pulmonary embolism, and systemic embolism in patients with low cardiac output [1]. The main pharmacological action of warfarin is inhibition of the enzyme Vitamin K epoxide reductase (VKOR), resulting in a reduction of vitamin K-dependent coagulation factors, especially prothrombin (factor II) [1, 2, 3]. Warfarin, a racemic mixture consisting of R- and S-enantiomers, is readily absorbed through the gastrointestinal tract with high bioavailability [4]. Antithrombotic effects can be expected when the drug reaches its therapeutic level and targeted proteins have been cleared from the circulation, usually 6 days after initiation [5]. The warfarin dose is usually started at 5 mg/day or around 35 mg/week, and is then adjusted according to the international normalized ratio of prothrombin time international normalized ratio (INR) with the target INR between 2.0 and 3.5 [1, 3]. The warfarin maintenance dose in Thai patients has been reported as 14–61 mg/week, varying according to both genetic background and external factors [6, 7, 8]. Two genes that have been largely verified as determinants of the required warfarin dose in Asians are CYP2C9 and VKORC1 [9].

Warfarin is metabolized into its inactive form by the hepatic cytochrome P450 enzymes (CYPs). CYP2C9 (10q24.2) is a gene in the family that specifically inactivates the S-enantiomer, the functionally dominant isoform. Genetic polymorphisms within CYP2C9 are associated with altered warfarin pharmacokinetics. Two minor variants, CYP2C9*2 (rs1799853, C>T) and CYP2C9*3 (rs1057910, A>C), have been proven to reduce warfarin metabolism and thus reduce the dose requirement in patients taking regular warfarin. The frequencies of CYP2C9 polymorphisms differ with ethnicity. In Thailand, the frequency of CYP2C9*1/*3 (heterozygous AC of rs1057910) has been reported at 2.8%–8.6% [7, 8, 10], CYP2C9*3/*3 (homozygous CC of rs1057910) as a very rare genotype, and CYP2C9*2 has never been reported. Apart from CYP2C9, another determinant of warfarin pharmacodynamics is VKORC1, the key enzyme in the vitamin K cycle and the key target of warfarin. Polymorphisms of VKORC1 in Thai subpopulations have been found by various studies, most of which have focused on the intron variant rs9923231 (A>G) detected in around 36%–39% of the population [7, 8, 10]. By contrast with the CYP2C9 polymorphisms, Thai patients harboring minor variants in VKORC1 require higher doses of warfarin [7, 8]. Currently available data suggest genetic background is an important parameter to be considered when calculating warfarin dosage.

To our knowledge, no pharmacogenomic study of warfarin has ever been conducted in the southern Thai population. Geographically, the region is situated in the middle part of the Malaysian peninsula, between the central Thailand and Malaysia. Previous studies have suggested that the population in this region is a mixture of two ethnic factions, Chinese-Thai predominant, but with a Malay-Thai influence, which is predominantly Muslim [11, 12]. A previous study from Malaysia has demonstrated that genotype distributions of CYP2C9 in Malaysia are different among their 3 ethnic groups (Chinese, Indian, and Malay) [12].

The main objective of our study was to evaluate the polymorphisms of CYP2C9 and VKORC1 in the southern Thai population. In addition, we sought to evaluate the association between maintenance doses of warfarin and genotypes of these 2 genes in patients who had undergone heart valve replacement.

Materials and methods
Subjects and sample collection

After ethical approval for the study was obtained from the Ethics Committee of the Faculty of Medicine, Prince of Songkla University (reference No. EC.57- 345-29-8) and written informed consent from adults and the parents or guardians of children, blood specimens were collected from 210 healthy volunteers aged more than 15 years who lived in Songkhla and nearby provinces during 2011–2013. Genotyping in this set of volunteers was aimed to determine genotype distribution of the 4 polymorphisms in our population. Another set of samples were collected from patients aged 15 years or older who underwent heart valve replacement in the Cardiothoracic Surgery Unit, Department of Surgery, Songklanagarind Hospital, Prince of Songkla University, and received warfarin therapy postoperatively and attended the Warfarin Clinic during the years 2014–2015. Sample size calculation was calculated for primary outcome comparison (maintenance warfarin dose difference among genotypes), using a two-tailed independent sample model. Mean and standard deviation used for the sample size calculation were based on those reported in a previous study in Thais [6]. According to these calculations, a sample size of 90 cases would give a power of 0.80 to detect significant differences at 5 mg/week of maintenance warfarin dose. Data regarding warfarin dose, together with factors that may influence dose adjustment were also collected from the hospital information system and those recorded by the Warfarin Clinic at Songklanagarind Hospital.

DNA isolation and genotyping

Genomic DNA was isolated from peripheral blood leukocyte specimens using a QIAamp DNA Mini Kit (Qiagen, Hilden, Germany), following the manufacturer’s protocol. Two single nucleotide polymorphisms (SNPs) in CYP2C9 and 2 SNPs in VKORC1 were studied (Table 1). SNPs were selected according to previous reports that they have variations in Asians (http://www.1000genomes.org/Homo_sapiens), and other reports indicating an association between the polymorphisms and warfarin metabolism [7, 8, 9, 10].

Studied single nucleotide polymorphisms (SNPs) of CYP2C9 and VKORC1

Gene symbol and variantsdbSNP rs No.MAF in Asians*Remarks
CYP2C9
CYP2C9*2 (c.430 C>T, p.Arg144Cys)rs1799853EAS 0.00Variants detected in Indian-Malaysians [11]
SAS 0.03
CYP2C9*3 (c.1075 A>C, p.Ile359Leu)rs1057910EAS 0.03
SAS 0.11
VKORC1
–1639G>Ars9923231EAS 0.88
SAS 0.15
1173C>Trs9934438EAS 0.88Complete linkage disequilibrium with
SAS 0.15rs9923231 in a recent study from Bangkok [8]

MAF, minor allele frequency in Asians; EAS, East Asians; SAS, South Asians (data derived from browser.1000genomes.org)

Genotyping was performed using TaqMan genotyping assays on an ABI Prism 7500 Fast Realtime PCR, ABI GeneAmp PCR system 7500, using an Applied Biosystems reaction system (ABI; Foster City, CA). The assay mixes (including unlabeled PCR primers, FAM, and VIC dye-labeled TaqMan MGB probes) of Assays-by-Design were designed and supported by ABI. The basic reaction contained 50 ng of genomic DNA, 10 ml of 2× TaqMan Genotyping Master Mix, 0.5 ml of 40× Assay Mix adjusted with Milli-Q water in a total volume of 20 ml. The primers and probes used in this study followed previous studies with some modifications [7]. The PCR conditions consisted of an initial step at 95°C for 10 min, followed by 40 cycles at 95°C for 15 s and 60°C for 60 s in a 96-well plate that included negative (no DNA template) and positive controls to ensure genotyping accuracy. The genotyping results were analyzed by ABI 7500 software, version 2.0.5, and random samples were selected for confirmation by direct sequencing. Quality control was set at a call rate more than 95% and an accuracy rate more than 99%.

Maintenance warfarin level

Patients receiving warfarin in our institute are managed by a team working in the ‘Warfarin Clinic’ which is a cooperative association between clinical pharmacists and surgical staff. Practice guidelines and dose recommendations are provided to all team members. In our clinic, the target INR for patients with cardiac valve implants is 1.8–3.5. Warfarin therapy is started at 5 mg/day or 35 mg/week and adjusted every 1–2 weeks until the target INR is reached. The maintenance warfarin dose in this study was defined as a stable dose (<15% dose adjustment at the most recent dosage evaluations) that maintained INR within the target range for at least 3 consecutive visits. Time to achieve stable warfarin dose for the study was defined as time from the date of surgery to the first date of stable INR (3 consecutive INRs within desired range).

Body surface area was calculated according to the Du Bois formula [13]. Drugs that may influence warfarin pharmacokinetics were divided into 2 lists; list-1 included drugs that can potentially increase warfarin metabolism (thus leading to a decreased maintenance dose), and list-2 included drugs that can potentially decrease warfarin metabolism (thus requiring an increased dose) [14].

Statistical analysis

Statistical analysis of the agreement of genotype frequencies with Hardy–Weinberg equilibrium for each SNP were performed using chi-square test. Comparisons of warfarin maintenance doses among genotypes were performed using a Student t test. P < 0.05 was considered significant. All statistical calculations were performed with Stata (version 13.0; College Station, TX, USA).

Results
Minor allele frequency of the 4 SNPs in our population

The 210 healthy volunteers included 108 male and 102 female individuals with an average age of 45 years. On genotyping of the 210 healthy subjects in our population, minor allele frequencies (MAF) of the rs1799853 (T), rs1058910 (C), rs9923231 (A), and rs9934438 (T) were 0.00, 0.04, 0.73, and 0.73, respectively. We found that rs9923231 had complete linkage disequilibrium (LD) with rs9934438 (r2:1.0; D’1.0). Except for rs1799853, which had no variants, genotype distributions in all SNPs conformed to the Hardy–Weinberg equilibrium. Considering no sequence variants in the rs1799853 and complete LD between rs9923231 and rs9934438, only 2 SNPs, rs1059810 and rs9923231, were chosen to be analyzed with respect to warfarin maintenance dosages. For CYP2C9, the genotype frequency of heterozygous AC (CYP2C9*1*3) in the rs1958910 was 17/210 or 8.1%. The genotype distribution of VKORCI (rs9923231) in the 210 controls was 118:72:20 individuals or 56.2%:34.3%:9.5% for AA:AG:GG.

Genotype distributions of the 3 SNPs in the cases studied and association between warfarin dose and genotypes of rs1059810 and rs9923231

A total of 166 patients receiving warfarin during the period of study were eligible to participate in the study. Of the 12 excluded cases, 11 were excluded because the target INR could not be stably achieved and the other was excluded because of genotyping failure. Thus, ultimately 154 patients (59 male and 95 female) who had stably achieved the target INR were included in the analysis. The average age of these patients was 45 years (18-75 years), and their average body mass index (BMI) was 23.3 kg/m2 (15.8-36.3kg/m2).

The MAFs of rs1059810 and rs9923231 in the patients were 0.03 and 0.31, respectively. Genotype distributions of the 2 SNPs are shown in Table 2. The warfarin doses that gave the target INRs ranged 7-70 mg/week with an average dose of 31 mg/week (±12.2 mg/week). Considering rs9923231, the average dose in patients harboring AA (23.8 mg/week) was significantly lower than that required for patients with GA (35.3 mg/week) or GG genotypes (47.3 mg/week) (P < 0.01 for all comparisons) (Figure 1). By contrast with rs9923231, the minor genotype of rs1057910 (AC) required a smaller dose of warfarin (20.7 mg/week) than the predominant genotype [13] (P < 0. 01). When rs1057910-AC was combined with rs9923231- AA, 4 patients with this combination required an even lower maintenance dose at an average of 15.8 mg/week (Table 3). Dose adjustment duration ranged 30-310 days with a median duration of 80 days. Considering VKORCI genotypes, median durations to achieve stable INR in AA, AG, and GG were 20, 160, and 342 days, respectively. Of our 154 patients analyzed, 76 (49.3%) required more than 90 days to adjust the dose to achieve stable INR, and the proportion of those with adjustment time >90 days significantly increased with the VKORCI genotypes (33.3% in AA, 60.3% in AG and 81.3% in GG, P < 0.01).

Figure 1

Maintenance warfarin dose according to the VKORC1 and CYP2C9 genotypes

Association between genetic polymorphisms and other factors and warfarin dose

Number (cases)Average warfarin dose (mg/week)P
All 154 31
Sex0.46
 Male59 (38.3%) 31.9
 Female95 (61.7%) 30.4
Age< 0.01
 <45 years81 (52.6%) 35
 ≥45 years73 (47.4%) 26.5
Body mass index0.31
 <23.4 kg/m290 (58.4%) 30.2
 ≥23.4 kg/m264 (41.6%) 32.2
Body surface area0.02
 <1.7 m2103 (66.8%) 29.4
 ≥1.7 m251 (33.1%) 34.3
Uric acid food consumption0.74
 Never/seldom144 (93.5%) 30.9
 Usually10 (6.5%) 32.3
Green vegetable food consumption 0.77
 Never/seldom57 (37.3%) 31.5
 Usually96 (62.7%) 30.9
Medication used0.01* (List-1)
 None102 (66.2%) 32.7
 List-150 (32.5%) 27.6
 List-22 (1.3%) 29.8
rs9923231 (VKORC1)<0.01**
 AA74 (48.1%) 23.8
 AG64 (41.6%) 35.3
 GG16 (10.4%) 47.3
rs1057910 (CYP2C9)<0.01
 AA (*1*1)144 (93.5%) 31.7
 AC (*1*3)10 (6.5%) 20.7

Median (95% confidence interval) of maintenance warfarin dose (mg/week) according to combined genotypes of CYP2C9 and VKORC1

VKORC1CYP2C9*1*1CYP2C9*1*3
AA21.8 (21.0-24.5)15.8 (7.0-24.5)
AG35.0 (31.6-39.9)24.0 (14.7-32.5)
GG49.0 (35.0-56.0)(no observation)

Of 11 patients that were not included in the analysis because of unstable INR, 6 (55%) had an AA genotype of VKORCI. One patient harboring the CYP2C9*3*3 genotype who received less than 8 mg/week of warfarin was not included in this analysis because they had not reached the desired INR by the end of the study period.

Association between other parameters and warfarin dose

When we analyzed the warfarin dose between groups with regard to other parameters, we found no significant association between dose and sex, body mass index, or food consumption (Table 1). A higher body surface area was associated with a significantly higher warfarin dose when dose was significantly lower in patients receiving List-1 medications known to interact with warfarin in the increased metabolism direction. We also observed that generally, patients aged >45 years required significantly smaller doses of warfarin.

Complications of warfarin according to CYP2C9 and VKOR1 genotypes

Complications that were possibly related to the warfarin therapy were recorded in 38 patients (24.6%), most of which (34/38) were minor bleeding such as skin petechiae/ecchymosis, bleeding per gums, and menorrhagia. Four complications that required readmission or surgical treatment included 2 cases of valve dysfunction, a case of severe oral bleeding, and a case of cerebrovascular thromboembolism. There was no significant difference in complication rate between the 2 genotypes of CYP2C9 (23.5% in CYP2C9*1*1 and 30.0% in CYP2C9*1*3, P = 0.80), and neither was among VKORCI genotypes (25.1% in AA/AG and 12.5% in GG, P = 0.24). Incidence of prolonged prothrombin time (INR > 5.0) at least once during the follow-up period was significantly higher in the VKORCI-AA group (45/76, 59.2%), than in AG (22/64, 34.4%), or GG (3/16, 18.8%) groups (P < 0.01).

Discussion

Despite that the therapeutic index of warfarin is narrow, the dose requirement for this drug varies between individuals. Factors determining maintenance dose of warfarin include both environmental factors such as drug and food interaction, and biological factors such as body size, age, and genetic background. Since 2010, a table of recommended initial doses according to the combination of genotypes within the CYP2C9 and the VKORC1 has been added to the U.S. FDA warfarin labeling requirements. Pharmacogenomic studies of CYP2C9 and VKORC1 in various Asian populations have shown varying polymorphic frequencies of the 2 genetic markers among different ethnic groups. VKORC1 allele G, for example, is a dominant allele in the South Asian population, but a minor allele in the East Asian population [9]. The present study found that the MAFs of both markers in our southern Thai population were closer to the East Asian frequencies. Consistent with previous reports from Bangkok and Chiang Mai, we found no CYP2C9*2 genotype in our cases [6, 8, 10]. The frequency of CYP2C9*3 (rs1057910) in our study (6.5%) was comparable with those reported from the northern part of the country (Chiang Mai, 5%) [10] and Bangkok (2.8%–8.6%) [6, 8]. The proportion of G-containing genotypes in our cases (52.0%) was slightly higher than other Thai studies (35.0%–38.9%) [7, 8, 10]. The frequency of homozygous GG in this SNP (10%) was obviously higher than those reported from Chiang Mai (2.0%) [10] and Bangkok (4.1%) [14].

Significant correlations between the CYP2C9 and VKORC1 genotypes and warfarin maintenance doses were confirmed in our patients. Heterozygous CYP2C9*1*3 required a maintenance warfarin dose at 65.3% of the average maintenance dose in homozygous CYP2C9*1. Considered together with VKORC1, the genotype combination that had an average dose closest to 35 mg/week was CYP2C9*1*1 and VKORC1 -AG, found in 38% of our cases. The other 62% of the cases required either higher or lower warfarin doses, which could be guided by genotype. These results suggest that genetic studies focused in these 2 genes should be performed for all new users of warfarin, especially in patients in whom dosage is difficult to adjust. The benefits of genotyping that might be expected are shortening of the dose adjustment period in patients with one of the resistant genotypes, and reducing risk of coagulopathy-related complications in the sensitive group. According to our data, the warfarin dose should be started at 3 mg/day for the VKORC1 -AA group, 5 mg/day for the AG group and 7 mg/day for the GG group, with reduction of the dose by 30% if the CYP2C9*3 variant is detected. These dosages are nearly the same as recommended by the US-FDA [15].

We also found supporting evidence that warfarin requirements are significantly correlated with both body surface area and age. Consistent with another study of Thais, we found that older patients could be maintained on a smaller maintenance dose, which we surmise could be explained by the slower metabolism of older people. We also found that, concurrent use of certain drugs influenced warfarin dose. These factors need to be considered for each patient, while finding the appropriate warfarin dose.

A limitation of our study was that the majority (78%) of our subjects were Chinese-Thai. Although we did not find any difference in genotype distribution between the 2 ethnic groups, Malay-Thais and Chinese-Thais, genotype distribution in Malay-Thais needs further study.

In conclusion, our study evaluated the genotype distributions of 2 warfarin pharmacogenomic associated genes, CYP2C9 and VKORC1, in southern Thai patients. For the CYP2C9, we found that only rs9923231 had polymorphisms and in VKORC1, the 2 SNPs studied were in complete linkage disequilibrium in our patients. Polymorphisms of the 2 genes were associated with altered maintenance warfarin doses. The present study suggests that genetic evaluation for the rs9923231 and rs1057910 genotypes is helpful in warfarin dose adjustment.

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