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Figure 1

Treatment modalities and combinations.
Treatment modalities and combinations.

Figure 2

Overall survival and progression-free survival.
Overall survival and progression-free survival.

Figure 3

Overall survival and progression-free survival by performance status and weight loss in all patients, stage IIIA and stage IIIB.
Overall survival and progression-free survival by performance status and weight loss in all patients, stage IIIA and stage IIIB.

Figure 4

Overall survival by variables.
Overall survival by variables.

Diagnostic procedures

Patients(N = 583)
Procedure
N (%)range of % in centres
Chest CT scan567 (97)67 – 100
Chest X-ray559 (96)79 – 100
Bronchoscopy521 (89)65 – 100
Upper abdominal CT scan389 (67)0 – 100
Upper abdominal US160 (27)2 – 87
PET-CT or PET scan163 (28)0 – 78
Brain CT or MRI117 (20)0 – 91
Bone scan88 (15)0 – 79
EBUS or EUS80 (14)0 – 71
CT-guided biopsy54 (9)0 – 31
VATS19 (3)0 – 35
Mediastinoscopy13 (2)0 – 13
Others47 (8)0 – 30

Overall survival according to stage and treatment modalities

NMedian1-year2-year3-year
Characteristic
Months (95% CI)% (95% CI)
IIIA
      Total*32120.0 (17.1; 21.4)70.7 (65.9; 75.9)39.4 (34.3; 45.2)27.0 (21.8; 33.3)
      Good22321.4 (20.1; 25.8)76.3 (70.9; 82.1)45.6 (39.4; 52.8)33.8 (27.7; 41.3)
      Poor7513.3 (11.4; 17.7)57.3 (47.2; 69.723.2 (15.2; 35.2)9.1 (3.2; 26.0)
IIIB
      Total*26214.4 (13.0; 15.9)58.2 (52.3; 64.5)27.5 (22.5; 33.7)13.5 (9.0; 20.2)
      Good14617.8 (14.8; 19.6)67.0 (59.8; 75.1)33.1 (26.1; 42.0)19.6 (13.2; 29.1)
      Poor9710.4 (8.8; 19.6)44.1 (35.2; 55.2)17.3 (11.1; 27.0)8.1 (3.0; 21.6)
      T3N3 and T4N3**8411.6 (9.8; 15.9)48.5 (38.8; 60.5)22.6 (15.2; 33.8)9.4 (3.9; 22.7)
IIIA+IIIB
      Total*58316.8 (15.3; 18.5)65.1 (61.3; 69.1)34.1 (30.4; 38.2)21.0 (17.3; 25.4)
      Good36920.1 (18.0; 21.5)72.6 (68.2; 77.3)40.7 (35.9; 46.2)28.3 (23.6; 34.0)
      Poor17211.8 (10.2; 14.2)50.0 (42.9; 57.9)19.9 (14.6; 27.0)8.0 (3.6; 17.8)
Surgery
      All surgeries13529.0 (27.1; NA)82.2 (76.0; 88.9)60.6 (52.8; 69.6)43.9 (35.2; 54.8)
      Alone913.9 (3.2; NA)55.6 (31.0; 99.7)22.2 (6.6; 75.4)22.2 (6.6; 75.4)
      Surgery plus CT or RT8527.8 (23.6; NA)80.0 (71.9; 89.0)57.2 (47.5; 68.9)37.0 (26.7; 51.3)
      Surgery plus adjuvant CT7728.3 (24.7; NA)81.8 (73.6; 90.9)60.6 (50.6; 72.7)38.9 (28.0; 54.0)
      Trimodality therapy41Not reached92.7 (85.0; 100)76.9 (64.7; 91.5)64.8 (49.9; 84.2)
Non-surgical therapy
      All non-surgical44814.6 (13.7; 15.9)59.9 (55.5; 64.7)26.0 (22.1; 30.5)13.8 (10.2; 18.8)
      CT alone15012.7 (11.3; 13.9)56.5 (49.1; 65.0)19.1 (13.7; 26.8)6.2 (2.7; 14.4)
      RT alone6912.7 (9.6; 18.4)52.2 (41.6; 65.4)18.8 (11.6; 30.7)11.8 (5.9; 23.5)
      CRT all20019.6 (17.5; 21.6)72.9 (67.0; 79.3)36.9 (30.7; 44.5)22.6 (16.1; 31.6)
      CRT sequential14620.5 (17.2; 22.8)75.2 (68.5; 82.5)38.8 (31.5; 47.9)23.5 (16.2; 34.0)
      CRT concurrent5417.9 (14.6; 22.2)66.7 (55.2; 80.5)32.0 (21.6; 47.6)22.5 (12.7; 39.9)
HR (95% CI)p-value
IIIA vs. IIIB0.70 (0.58; 0.85)< 0.001
IIIA Good vs. IIIA Poor0.54 (0.40; 0.73)< 0.001
IIIB Good vs. IIIB Poor0.57 (0.43; 0.76)< 0.001
IIIA vs. IIIB Good0.86 (0.68; 1.09)0.212
Tri-modality vs. Surgery plus adjuvant CT0.47 (0.25; 0.89)0.021
CRT sequential vs. concurrent0.83 (0.57; 1.20)0.326

TNM subgroups (Union for International Cancer Control [UICC] 7)

Total patient populationPatients undergoing surgery
TNM
N (%)N% of total population% in stage subgroup
IIIA+IIIB583 (100)13532.2NA
IIIA321 (55.1)11920.437.1
    T4N033 (5.7)101.730.3
    T3N139 (6.7)162.741.0
    T4N126 (4.5)71.226.9
    T1N225 (4.3)142.456.0
    T2N298 (16.8)457.745.9
    T3N2100 (17.2)274.627.0
IIIB262 (44.9)162.86.1
    T4N2129 (22.2)152.611.6
    T1N317 (2.9)00
    T2N332 (5.5)0.23.1
    T3N329 (5.0)
    T4N355 (9.4)
T stage
    T142 (7.2)142.433.3
    T2130 (22.3)467.935.4
    T3168 (28.8)437.425.6
    T4243 (41.7)325.513.1
N stage
    N033 (5.7)101.730.3
    N165 (11.1)233.935.4
    N2352 (60.4)10117.328.7
    N3133 (22.8)10.20.8

Therapeutic modalities and combinations

Therapeutic modalitiesIIIA (N=321)IIIB (N 262) N=(%)IIIA+IIIB (N=583)
Any combination207 (64.5)119 (45.4)326 (55.9)
Surgery119 (37.1)16 (6.1)135 (23.2)
    Surgery alone9 (2.8)09 (1.5)
    Surgery plus radiotherapy7 (2.2)1 (0.4)8 (1.4)
    Surgery plus chemotherapy70 (21.8)7 (2.7)77 (13.2)
      Preoperative chemotherapy22 (6.9)4 (1.5)26 (4.4)
      Perioperative chemotherapy3 (0.9)03 (0.5)
      Adjuvant chemotherapy45 (14.0)3 (1.1)48 (8.2)
    Surgery plus RT plus CT (trimodality)33 (10.3)8 (3.1)41 (7.0)
      Sequential preoperative RT plus CT2 (0.6)02 (0.3)
      Concurrent preoperative RT plus CT3 (0.9)1 (0.4)4 (0.7)
      Sequential postoperative RT plus CT23 (7.2)3 (1.1)26 (4.5)
      Concurrent postoperative RT plus CT5 (1.6)4 (1.5)9 (1.5)
Thoracic RT (including other modalities)174 (54.2)144 (55.0)318 (54.6)
      Radiotherapy alone37 (11.5)32 (12.2)69 (11.8)
Chemoradiotherapy97 (30.2)103 (39.3)200 (34.3)
      Sequential74 (23.1)72 (27.5)146 (25.0)
      Concurrent23 (7.2)31 (11.8)54 (9.3)
Chemotherapy (including other modalities)256 (79.7)212 (80.9)468 (80.3)
      Chemotherapy alone58 (18.1)92 (35.1)150 (25.7)
Best supportive care alone9 (2.8)20 (7.6)29 (5.0)
Type of surgeryIIIA (N = 119)IIIB (N = 16)IIIA+IIIB (N = 135)
      Lobectomy74 (62.3)3 (18.7)77 (57.0)
      Bi-lobectomy6 (5.0)06 (4.5)
      Pneumonectomy28 (23.5)4 (25.0)32 (23.7)
      Atypical radical resection5 (4.2)1 (6.2)6 (4.5)
      Non-radical surgery*6 (5.0)8 (50.0)14 (10.4)

Progression free survival according to stage and risk groups

Progression-free survival
CharacteristicNMedian1-year2-year3-year
Months (95% CI)% (95% CI)
IIIA
   Total*32112.5 (11.3; 13.6)52.9 (47.7; 58.7)24.1 (19.8; 29.3)16.8 (13.0; 21.7)
   Good22312.9 (12; 15.2)55.8 (49.6; 62.7)27.6 (22.3; 34.3)19.6 (14.8; 26.0)
   Poor7511.4 (7.9; 13.2)45.3 (35.4; 58.1)14.2 (8.1; 25.0)8.3 (3.8; 18.1)
IIIB
   Total*2629.9 (9.2; 10.8)38.5 (33.1; 44.9)12.8 (9.3; 17.7)4.3 (1.8; 9.9)
   Good14610.7 (9.6; 12.6)43.8 (36.5; 52.6)13.6 (9.0; 20.8)8.6 (4.7; 15.5)
   Poor978.6 (7.8; 9.9)26.8 (19.3; 37.2)9.9 (5.4; 18.2)0
   T3N3 and T4N3**849.4 (7.9; 11.3)34.5 (25.7; 46.3)10.7 (5.8; 20.0)2.5 (0.4; 15.1)
IIIA+IIIB
   Total*58311.2 (10.2; 12.2)46.5 (42.6; 50.7)19.0 (16.0; 22.6)11.5 (8.9; 14.9)
   Good36912.2 (11.0; 13.3)51.0 (46.2; 56.4)22.1 (18.2; 26.9)15.4 (11.9; 19.9)
   Poor1729.2 (8.3; 10.5)34.9 (28.4; 42.8)11.7 (7.7; 17.7)3.7 (1.3; 10.8)
HR (95% CI)p-value
IIIA vs IIIB0.71 (0.59; 0.85)< 0.001
IIIA Good vs IIIA Poor0.69 (0.52; 0.92)0.011
IIIB Good vs IIIB Poor0.69 (0.53; 0.90)0.006
IIIA vs IIIB Good0.80 (0.65; 0.99)0.037

Overall survival according to diagnostic variables

Survival
MedianUnivariate analysisP-valueMultivariate analysis
VariableNP-value
months (95% CI)HR (95% Wald CI)HR (95% Wald CI)
StageIIIA32120.0 (17.1; 21.4)IIIA vs. IIIB:
IIIB26214.4 (13.0; 15.9)0.70 (0.58; 0.85)< 0.0010.77 (0.62;0.95)0.017
GenderFemale Male188 39520.4 (16.8; 23.8) 15.4 (14.3; 17.6)0.76 (0.62; 0.94)Femalevs . male: 0.0100.78 (0.64;0.96)0.044
SmokingCurrent smoker30815.3 (14.2; 17.7)Never-smokersvs:
statusFormer smoker21918.9 (15.9; 20.6)Current: 0.54 (0.34; 0.84)0.007Current: 0.71 (0.42;0.22)0.218
Never smoker4227.1 (17.0; NA)Former: 0.61 (0.39; 0.97)0.036Former: 0.75 (0.44;1.30)0.308
Weight lossNo40620.0 (17.9; 21.1)No vs. yes:
≥ 10%Yes12012.7 (10.8; 14.8)0.54 (0.43; 0.68)< 0.0010.68 (0.53;0.88)0.003
14622.4 (17.7; 26.1)0 vs. ≥ 2: 0.37 (0.28; 0.50)< 0.0010.62 (0.43;0.88)0.007
PS33815.4 (13.9; 17.2)1 vs. ≥ 2: 0.52 (0.41; 0.66)< 0.0010.69 (0.52;0.91)0.009
≥29911.6 (8.8; 14.7)0 vs. 1: 0.72 (0.57; 0.92)0.0070.90 (0.68;1.17)0.422
Squamous30916.3 (15.0; 19.0)Adeno vs.:
HistologyAdenoca22018.1 (14.7; 20.6)Squam: 0.96 (0.79; 1.18)0.726Squam: 0.93(0.68;1.26)0.630
NOS/others5415 (10.1; 20.1)NOS/oth: 0.79 (0.57; 1.11)0.18NOS/oth:0.96(0.63;1.48)0.857
EGFRPositive1427.1 (20.3; NA)Positive vs:
mutationNegative12815.8 (13.9; 19.7)Negative: 0.51 (0.24; 1.10)0.087Negative:0.57(0.25;1.28)0.176
positivityNot tested44116.5 (15.0; 18.9)Not tested: 0.52 (0.25; 1.10)0.087Not tested:0.83(0.36;1.89)0.651
NodesNo41114.4 (13.3;15.9)Yes vs. no:
confirmedYes17224.7 (21.0; 28.8)0.56 (0.45; 0.70)< 0.0010.67 (0.52;0.87)0.002
PET-CT orYes16319.6 (17.8; 22.8)Yes vs. no:
PET scanNo42015.4 (14.1; 17.6)0.73 (0.58–0.91)0.0050.84 (0.66;1.07)0.160

Patient characteristics

IIIA (N = 321)IIIB (N = 262)IIIA + IIIB (N = 583)
CharacteristicP *
N (%)N (%)N (%)
Age
    < 65 years155 (48.3)117 (44.7)272 (46.7)
    ≥ 65 years166 (51.7)145 (55.3)311 (53.3)
    Mean ± SD (years)64.8 ± 10.565.1 ± 10.164.9 ± 10.30.429
    Median (years)65.466.065.6
Gender
    Female92 (28.7)96 (37.0)188 (32.2)
    Male229 (71.3)166 (63.6)395 (67.8)0.050
Smoking status
    Current smoker161 (50.2)147 (56.3)308 (52.8)
    Former smoker127 (39.6)92 (35.2)219 (37.6)
    Never smoker26 (8.1)16 (6.1)42 (7.2)
    Unknown7 (2.2)7 (2.7)14 (2.4)0.446
Weight loss ≥10% within prior three months
    No243 (75.7)163 (62.5)406 (69.6)
    Yes50 (15.6)70 (26.8)120 (20.6)
    Unknown28 (8.7)29 (11.0)57 (9.8)<0.001
WHO performance status
    086 (26.8)60 (23.0)146 (25.0)
    1194 (60.4)144 (54.9)338 (58.0)
    231 (9.7)41 (15.7)72 (12.3)
    310 (3.1)17 (6.5)27 (4.6)0.025
Histology
    Squamous cell carcinoma176 (54.8)133 (51.0)309 (53.0)
    Adenocarcinoma115 (35.8)105 (40.0)220 (37.7)
    NSCLC NOS18 (5.6)18 (6.9)36 (6.2)
    Other12 (3.7)6 (2.3)18 (3.1)0.477
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