[Commission Directive 2006/73/EC implementing Directive 2004/39/EC as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive.]Search in Google Scholar
[Commission Regulation (EC) No 1287/2006 implementing Directive 2004/39/EC as regards record keeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of that Directive.]Search in Google Scholar
[Directive 2004/39/EC on markets in financial instruments.]Search in Google Scholar
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[Regulation (EU) No 575/2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012.]Search in Google Scholar
[Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR).]Search in Google Scholar
[Regulation (EU) No 1286/2014 on key information documents for packaged retail and insurance-based investment products (PRIIPs).]Search in Google Scholar
[Directive 2014/91/EU amending Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) as regards depositary functions, remuneration policies and sanctions.]Search in Google Scholar